Who owns the 401 FINANCIAL trademark?

The 401 FINANCIAL trademark is owned by Jeff Lorenz Financial Services, Inc..

What class is the 401 FINANCIAL trademark registered in?

The 401 FINANCIAL trademark is registered in Class 036 (Insurance, financial & real estate services).

What is the serial number for 401 FINANCIAL?

The USPTO serial number for 401 FINANCIAL is 98942736.

What is the registration number for 401 FINANCIAL?

401 FINANCIAL is registered under USPTO registration number 8140788.

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Home Search: 401 FINANCIAL401 FINANCIAL #98942736

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401

USPTO Trademark Record

REGISTERED

401 FINANCIAL

SN 98942736·Reg 8140788·Filed Jan 07, 2025

Owner Jeff Lorenz Financial Services, Inc.

Financial, monetary and banking services; insurance services; real estate services.

401 FINANCIAL (Serial No. 98942736), Registration No. 8140788, is a registered US trademark filed on Jan 07, 2025 by Jeff Lorenz Financial Services, Inc.. This trademark covers Class 036 (Insurance, financial & real estate services).

early section 8: February 17, 2032

Conflict Analysis

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Mark Intelligence

401 FINANCIAL (Reg. #8140788) is a registered US trademark that has been protecting its owner, Jeff Lorenz Financial Services, Inc., since 2025. The mark covers Class 036 (Insurance, financial & real estate services). Goods and services include Financial, monetary and banking services; insurance services; real estate services.. The mark faced 1 opposition proceeding during prosecution.

FILED

Jan 07, 2025

SERIAL

98942736

REG#

8140788

REGISTERED

Feb 17, 2026

Filing Information

StatusREGISTERED

Filing DateJan 07, 2025

Serial Number98942736

Registration No.8140788

Registration DateFeb 17, 2026

Status DateFeb 17, 2026

Published for OppositionDec 30, 2025

Filing Basis & Declarations

Standard Characters ClaimedFiled as Use ApplicationUse Application Currently

Full Goods & Services

CLASSES

OFFICE

USPTO

COUNTRY

Class 036Insurance, financial & real estate services

US codes: 100, 101, 102

First use anywhere: Jun 01, 2013

First use in commerce: Jun 01, 2013

Financial, monetary and banking services; insurance services; real estate services.

This description is as filed with the USPTO and defines the scope of trademark protection.

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Status History

26 events

REGISTERED-PRINCIPAL REGISTER

Feb 17, 2026

REGISTERED-PRINCIPAL REGISTER

NOTICE OF REGISTRATION CONFIRMATION EMAILED

Feb 17, 2026

NOTICE OF REGISTRATION CONFIRMATION EMAILED

PUBLISHED FOR OPPOSITION

Dec 30, 2025

PUBLISHED FOR OPPOSITION

OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

Dec 30, 2025

OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED

Dec 24, 2025

NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED

APPROVED FOR PUB - PRINCIPAL REGISTER

Dec 04, 2025

APPROVED FOR PUB - PRINCIPAL REGISTER

TEAS RESPONSE TO OFFICE ACTION RECEIVED

Dec 03, 2025

TEAS RESPONSE TO OFFICE ACTION RECEIVED

CORRESPONDENCE RECEIVED IN LAW OFFICE

Dec 03, 2025

CORRESPONDENCE RECEIVED IN LAW OFFICE

TEAS/EMAIL CORRESPONDENCE ENTERED

Dec 03, 2025

TEAS/EMAIL CORRESPONDENCE ENTERED

ASSIGNED TO EXAMINER

Nov 19, 2025

ASSIGNED TO EXAMINER

NON-FINAL ACTION WRITTEN

Sep 10, 2025

NON-FINAL ACTION WRITTEN

NON-FINAL ACTION E-MAILED

Sep 10, 2025

NON-FINAL ACTION E-MAILED

NOTIFICATION OF NON-FINAL ACTION E-MAILED

Sep 10, 2025

NOTIFICATION OF NON-FINAL ACTION E-MAILED

TEAS RESPONSE TO OFFICE ACTION RECEIVED

Jul 28, 2025

TEAS RESPONSE TO OFFICE ACTION RECEIVED

CORRESPONDENCE RECEIVED IN LAW OFFICE

Jul 28, 2025

CORRESPONDENCE RECEIVED IN LAW OFFICE

TEAS/EMAIL CORRESPONDENCE ENTERED

Jul 28, 2025

TEAS/EMAIL CORRESPONDENCE ENTERED

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Jul 16, 2025

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Jul 16, 2025

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

TEAS CHANGE OF CORRESPONDENCE RECEIVED

Jul 16, 2025

TEAS CHANGE OF CORRESPONDENCE RECEIVED

TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS

Jul 16, 2025

TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS

NON-FINAL ACTION WRITTEN

Jun 26, 2025

NON-FINAL ACTION WRITTEN

NON-FINAL ACTION E-MAILED

Jun 26, 2025

NON-FINAL ACTION E-MAILED

NOTIFICATION OF NON-FINAL ACTION E-MAILED

Jun 26, 2025

NOTIFICATION OF NON-FINAL ACTION E-MAILED

ASSIGNED TO EXAMINER

Jun 17, 2025

ASSIGNED TO EXAMINER

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED

Jan 19, 2025

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED

NEW APPLICATION ENTERED

Jan 07, 2025

NEW APPLICATION ENTERED

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