Who owns the 401(K) PROSPERITY trademark?

The 401(K) PROSPERITY trademark is owned by PFS IP HOLDINGS LLC.

What class is the 401(K) PROSPERITY trademark registered in?

The 401(K) PROSPERITY trademark is registered in Class 036 (Insurance, financial & real estate services).

What is the serial number for 401(K) PROSPERITY?

The USPTO serial number for 401(K) PROSPERITY is 86551899.

What is the registration number for 401(K) PROSPERITY?

401(K) PROSPERITY is registered under USPTO registration number 5055397.

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USPTO Trademark Record

REGISTERED

401(K) PROSPERITY

SN 86551899·Reg 5055397·Filed Mar 03, 2015

Owner PFS IP HOLDINGS LLC

Financial, monetary and banking services; insurance services; real estate services.

401(K) PROSPERITY (Serial No. 86551899), Registration No. 5055397, is a registered US trademark filed on Mar 03, 2015 by PFS IP HOLDINGS LLC. This trademark covers Class 036 (Insurance, financial & real estate services).

Section 8/9 declaration window: October 06, 2036

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Mark Intelligence

401(K) PROSPERITY (Reg. #5055397) is a registered US trademark that has been protecting its owner, PFS IP HOLDINGS LLC, since 2015. The mark covers Class 036 (Insurance, financial & real estate services). Goods and services include Financial, monetary and banking services; insurance services; real estate services.. The mark faced 1 opposition proceeding during prosecution.

FILED

Mar 03, 2015

SERIAL

86551899

REG#

5055397

REGISTERED

Oct 04, 2016

Filing Information

StatusREGISTERED

Filing DateMar 03, 2015

Serial Number86551899

Registration No.5055397

Registration DateOct 04, 2016

Status DateJan 15, 2026

Published for OppositionAug 04, 2015

Filing Basis & Declarations

Standard Characters ClaimedUse Application CurrentlySection 8 AcceptedSection 15 Acknowledged

Full Goods & Services

CLASSES

OFFICE

USPTO

COUNTRY

Class 036Insurance, financial & real estate services

US codes: 100, 101, 102

First use anywhere: Jul 19, 2016

First use in commerce: Jul 19, 2016

Financial, monetary and banking services; insurance services; real estate services.

This description is as filed with the USPTO and defines the scope of trademark protection.

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Status History

43 events

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

Jan 15, 2026

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

Jan 15, 2026

REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

Jan 15, 2026

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

Jan 13, 2026

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

TEAS SECTION 8 & 9 RECEIVED

Oct 08, 2025

TEAS SECTION 8 & 9 RECEIVED

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

Oct 04, 2025

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED

May 16, 2022

NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED

REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

May 16, 2022

REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

May 16, 2022

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

Jan 12, 2022

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

TEAS SECTION 8 & 15 RECEIVED

Nov 23, 2021

TEAS SECTION 8 & 15 RECEIVED

TEAS CHANGE OF CORRESPONDENCE RECEIVED

Nov 10, 2021

TEAS CHANGE OF CORRESPONDENCE RECEIVED

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Nov 10, 2021

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Nov 10, 2021

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED

Oct 04, 2021

COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED

TEAS CHANGE OF CORRESPONDENCE RECEIVED

Oct 22, 2016

TEAS CHANGE OF CORRESPONDENCE RECEIVED

REGISTERED-PRINCIPAL REGISTER

Oct 04, 2016

REGISTERED-PRINCIPAL REGISTER

NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED

Aug 31, 2016

NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED

ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED

Aug 30, 2016

ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED

CASE ASSIGNED TO INTENT TO USE PARALEGAL

Aug 17, 2016

CASE ASSIGNED TO INTENT TO USE PARALEGAL

STATEMENT OF USE PROCESSING COMPLETE

Aug 17, 2016

STATEMENT OF USE PROCESSING COMPLETE

TEAS STATEMENT OF USE RECEIVED

Jul 25, 2016

TEAS STATEMENT OF USE RECEIVED

USE AMENDMENT FILED

Jul 25, 2016

USE AMENDMENT FILED

NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED

Mar 30, 2016

NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED

SOU TEAS EXTENSION RECEIVED

Mar 28, 2016

SOU TEAS EXTENSION RECEIVED

SOU EXTENSION 1 FILED

Mar 28, 2016

SOU EXTENSION 1 FILED

SOU EXTENSION 1 GRANTED

Mar 28, 2016

SOU EXTENSION 1 GRANTED

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Mar 10, 2016

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Mar 10, 2016

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

NOA E-MAILED - SOU REQUIRED FROM APPLICANT

Sep 29, 2015

NOA E-MAILED - SOU REQUIRED FROM APPLICANT

PUBLISHED FOR OPPOSITION

Aug 04, 2015

PUBLISHED FOR OPPOSITION

OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

Aug 04, 2015

OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED

Jul 15, 2015

NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED

ASSIGNED TO LIE

Jun 26, 2015

ASSIGNED TO LIE

LAW OFFICE PUBLICATION REVIEW COMPLETED

Jun 26, 2015

LAW OFFICE PUBLICATION REVIEW COMPLETED

APPROVED FOR PUB - PRINCIPAL REGISTER

Jun 09, 2015

APPROVED FOR PUB - PRINCIPAL REGISTER

ASSIGNED TO EXAMINER

Jun 08, 2015

ASSIGNED TO EXAMINER

EXAMINERS AMENDMENT -WRITTEN

Jun 08, 2015

EXAMINERS AMENDMENT -WRITTEN

EXAMINERS AMENDMENT E-MAILED

Jun 08, 2015

EXAMINERS AMENDMENT E-MAILED

NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED

Jun 08, 2015

NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED

EXAMINER'S AMENDMENT ENTERED

Jun 08, 2015

EXAMINER'S AMENDMENT ENTERED

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED

Mar 16, 2015

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED

NEW APPLICATION ENTERED

Mar 06, 2015

NEW APPLICATION ENTERED

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