Who owns the BEHAVIORAL RISK INDICATOR trademark?

The BEHAVIORAL RISK INDICATOR trademark is owned by GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC.

What class is the BEHAVIORAL RISK INDICATOR trademark registered in?

The BEHAVIORAL RISK INDICATOR trademark is registered in Class 036 (Insurance, financial & real estate services).

What is the serial number for BEHAVIORAL RISK INDICATOR?

The USPTO serial number for BEHAVIORAL RISK INDICATOR is 85692482.

What is the registration number for BEHAVIORAL RISK INDICATOR?

BEHAVIORAL RISK INDICATOR is registered under USPTO registration number 4578280.

BEH

USPTO Trademark Record

REGISTERED

BEHAVIORAL RISK INDICATOR

SN 85692482·Reg 4578280·Filed Aug 01, 2012

Owner GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

Financial, monetary and banking services; insurance services; real estate services.

BEHAVIORAL RISK INDICATOR (Serial No. 85692482), Registration No. 4578280, is a registered US trademark filed on Aug 01, 2012 by GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC. This trademark covers Class 036 (Insurance, financial & real estate services).

Section 8/9 declaration window: August 07, 2034

Mark Intelligence

BEHAVIORAL RISK INDICATOR (Reg. #4578280) is a registered US trademark that has been protecting its owner, GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC, since 2012. The mark covers Class 036 (Insurance, financial & real estate services). Goods and services include Financial, monetary and banking services; insurance services; real estate services.. The mark faced 1 opposition proceeding during prosecution.

FILED

Aug 01, 2012

SERIAL

85692482

REG#

4578280

REGISTERED

Aug 05, 2014

Owner

Applicant

GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

Entity

LLC

State

Address

330 Madison Avenue, 10th Floor, New York, NY, 10017

Country

Attorney

NameRichard Y. Kim

Law firm

Richard Y. Kim SNELL & WILMER L.L.P.

Docket

80960.00300

Address

One East Washington Street, Suite 2700, Phoenix, AZ 85004-2556, United States

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Filing Information

StatusREGISTERED

Filing DateAug 01, 2012

Serial Number85692482

Registration No.4578280

Registration DateAug 05, 2014

Status DateAug 21, 2024

Published for OppositionMay 20, 2014

Next RenewalAugust 07, 2034

Mark TypeStandard characters

Attorney Docket80960.00300

Status DescriptionLive and registered, renewed

Filing Signals

FILED

2012

YEARS AGO

14y

CLASSES

MADRID FILINGS

—

Opposed 1× during prosecution

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Full Goods & Services

CLASSES

OFFICE

USPTO

COUNTRY

Class 036Insurance, financial & real estate services

US codes: 100, 101, 102

First use anywhere: Jun 20, 2006

First use in commerce: Jun 20, 2006

Financial, monetary and banking services; insurance services; real estate services.

This description is as filed with the USPTO and defines the scope of trademark protection.

Status History

50 events

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

Aug 21, 2024

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

Aug 21, 2024

REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

Aug 21, 2024

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

Aug 20, 2024

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

TEAS SECTION 8 & 9 RECEIVED

Jun 05, 2024

TEAS SECTION 8 & 9 RECEIVED

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

Aug 05, 2023

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED

Sep 24, 2020

NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

Sep 23, 2020

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

Sep 23, 2020

REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

TEAS SECTION 8 & 15 RECEIVED

Jul 24, 2020

TEAS SECTION 8 & 15 RECEIVED

REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED

Jun 11, 2020

REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED

TEAS CHANGE OF OWNER ADDRESS RECEIVED

Apr 24, 2020

TEAS CHANGE OF OWNER ADDRESS RECEIVED

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Apr 24, 2020

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Apr 24, 2020

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS

Apr 24, 2020

TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS

TEAS CHANGE OF CORRESPONDENCE RECEIVED

Apr 24, 2020

TEAS CHANGE OF CORRESPONDENCE RECEIVED

APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED

Apr 24, 2020

APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED

COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED

Aug 05, 2019

COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED

ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY

Sep 26, 2018

ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY

Sep 19, 2018

ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY

REGISTERED-PRINCIPAL REGISTER

Aug 05, 2014

REGISTERED-PRINCIPAL REGISTER

PUBLISHED FOR OPPOSITION

May 20, 2014

PUBLISHED FOR OPPOSITION

OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

May 20, 2014

OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED

Apr 30, 2014

NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED

NOTICE OF ACCEPTANCE OF AMENDMENT TO ALLEGE USE E-MAILED

Apr 18, 2014

NOTICE OF ACCEPTANCE OF AMENDMENT TO ALLEGE USE E-MAILED

USE AMENDMENT ACCEPTED

Apr 17, 2014

USE AMENDMENT ACCEPTED

APPROVED FOR PUB - PRINCIPAL REGISTER

Apr 17, 2014

APPROVED FOR PUB - PRINCIPAL REGISTER

LAW OFFICE PUBLICATION REVIEW COMPLETED

Apr 17, 2014

LAW OFFICE PUBLICATION REVIEW COMPLETED

CORRESPONDENCE RECEIVED IN LAW OFFICE

Feb 19, 2014

CORRESPONDENCE RECEIVED IN LAW OFFICE

TEAS/EMAIL CORRESPONDENCE ENTERED

Feb 19, 2014

TEAS/EMAIL CORRESPONDENCE ENTERED

ASSIGNED TO LIE

Feb 12, 2014

ASSIGNED TO LIE

USE AMENDMENT FILED

Feb 11, 2014

USE AMENDMENT FILED

AMENDMENT TO USE PROCESSING COMPLETE

Feb 11, 2014

AMENDMENT TO USE PROCESSING COMPLETE

EXPARTE APPEAL RECEIVED AT TTAB

Feb 10, 2014

EXPARTE APPEAL RECEIVED AT TTAB

JURISDICTION RESTORED TO EXAMINING ATTORNEY

Feb 10, 2014

JURISDICTION RESTORED TO EXAMINING ATTORNEY

EX PARTE APPEAL-INSTITUTED

Feb 10, 2014

EX PARTE APPEAL-INSTITUTED

TEAS AMENDMENT OF USE RECEIVED

Feb 10, 2014

TEAS AMENDMENT OF USE RECEIVED

TEAS REQUEST FOR RECONSIDERATION RECEIVED

Feb 10, 2014

TEAS REQUEST FOR RECONSIDERATION RECEIVED

FINAL REFUSAL WRITTEN

Aug 09, 2013

FINAL REFUSAL WRITTEN

FINAL REFUSAL E-MAILED

Aug 09, 2013

FINAL REFUSAL E-MAILED

NOTIFICATION OF FINAL REFUSAL EMAILED

Aug 09, 2013

NOTIFICATION OF FINAL REFUSAL EMAILED

TEAS RESPONSE TO OFFICE ACTION RECEIVED

Jun 07, 2013

TEAS RESPONSE TO OFFICE ACTION RECEIVED

CORRESPONDENCE RECEIVED IN LAW OFFICE

Jun 07, 2013

CORRESPONDENCE RECEIVED IN LAW OFFICE

TEAS/EMAIL CORRESPONDENCE ENTERED

Jun 07, 2013

TEAS/EMAIL CORRESPONDENCE ENTERED

NON-FINAL ACTION WRITTEN

Dec 07, 2012

NON-FINAL ACTION WRITTEN

NON-FINAL ACTION E-MAILED

Dec 07, 2012

NON-FINAL ACTION E-MAILED

NOTIFICATION OF NON-FINAL ACTION E-MAILED

Dec 07, 2012

NOTIFICATION OF NON-FINAL ACTION E-MAILED

ASSIGNED TO EXAMINER

Nov 29, 2012

ASSIGNED TO EXAMINER

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED

Aug 09, 2012

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED

NEW APPLICATION ENTERED

Aug 04, 2012

NEW APPLICATION ENTERED

Other Marks by GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

Additional USPTO filings from the same owner.

TRA

TRANSPARENT VALUE

78528582

Guggenheim Partners Investment Management, LLC

REGISTERED

BEHAVIORAL RISK INDICATOR

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Other Marks by GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

Other Marks in Class 036 — Insurance, financial & real estate services

Other Marks by Richard Y. Kim

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