Who owns the BROKERCHECK trademark?

The BROKERCHECK trademark is owned by FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC..

What class is the BROKERCHECK trademark registered in?

The BROKERCHECK trademark is registered in Class 035 (Advertising, business management & retail services).

What is the serial number for BROKERCHECK?

The USPTO serial number for BROKERCHECK is 78851554.

What is the registration number for BROKERCHECK?

BROKERCHECK is registered under USPTO registration number 3227407.

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BRO

USPTO Trademark Record

REGISTERED

BROKERCHECK

SN 78851554·Reg 3227407·Filed Mar 31, 2006

Owner FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.

Advertising; business management, organization and administration; office functions.

BROKERCHECK (Serial No. 78851554), Registration No. 3227407, is a registered US trademark filed on Mar 31, 2006 by FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.. This trademark covers Class 035 (Advertising, business management & retail services).

Section 8/9 declaration window: April 10, 2037

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Mark Intelligence

BROKERCHECK (Reg. #3227407) is a registered US trademark that has been protecting its owner, FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., since 2006. The mark covers Class 035 (Advertising, business management & retail services). Goods and services include Advertising; business management, organization and administration; office functions.. The mark faced 1 opposition proceeding during prosecution.

FILED

Mar 31, 2006

SERIAL

78851554

REG#

3227407

REGISTERED

Apr 10, 2007

Filing Information

StatusREGISTERED

Filing DateMar 31, 2006

Serial Number78851554

Registration No.3227407

Registration DateApr 10, 2007

Status DateJul 31, 2026

Published for OppositionJan 23, 2007

Filing Basis & Declarations

Standard Characters ClaimedFiled as Use ApplicationUse Application CurrentlySection 8 AcceptedSection 15 Acknowledged

Full Goods & Services

CLASSES

OFFICE

USPTO

COUNTRY

Class 035Advertising, business management & retail services

US codes: 100, 101, 102

First use anywhere: Dec 03, 2003

First use in commerce: Dec 03, 2003

Advertising; business management, organization and administration; office functions.

This description is as filed with the USPTO and defines the scope of trademark protection.

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Status History

39 events

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

Jul 31, 2026

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

Jul 31, 2026

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)

Jul 31, 2026

REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

Jul 31, 2026

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

TEAS SECTION 8 & 9 RECEIVED

Jun 01, 2026

TEAS SECTION 8 & 9 RECEIVED

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

Apr 10, 2026

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

May 24, 2017

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

May 24, 2017

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

May 24, 2017

REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

May 24, 2017

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

TEAS SECTION 8 & 9 RECEIVED

Mar 29, 2017

TEAS SECTION 8 & 9 RECEIVED

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Jan 17, 2017

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Jan 17, 2017

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

Apr 10, 2016

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Jan 29, 2014

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Jan 29, 2014

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

Nov 24, 2012

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

Nov 24, 2012

REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED

Nov 24, 2012

NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED

TEAS SECTION 8 & 15 RECEIVED

Oct 30, 2012

TEAS SECTION 8 & 15 RECEIVED

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

Aug 29, 2007

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

REGISTERED-PRINCIPAL REGISTER

Apr 10, 2007

REGISTERED-PRINCIPAL REGISTER

PUBLISHED FOR OPPOSITION

Jan 23, 2007

PUBLISHED FOR OPPOSITION

NOTICE OF PUBLICATION

Jan 03, 2007

NOTICE OF PUBLICATION

ASSIGNED TO LIE

Dec 06, 2006

ASSIGNED TO LIE

LAW OFFICE PUBLICATION REVIEW COMPLETED

Dec 06, 2006

LAW OFFICE PUBLICATION REVIEW COMPLETED

APPROVED FOR PUB - PRINCIPAL REGISTER

Nov 17, 2006

APPROVED FOR PUB - PRINCIPAL REGISTER

EXAMINERS AMENDMENT -WRITTEN

Nov 16, 2006

EXAMINERS AMENDMENT -WRITTEN

EXAMINERS AMENDMENT E-MAILED

Nov 16, 2006

EXAMINERS AMENDMENT E-MAILED

EXAMINER'S AMENDMENT ENTERED

Nov 16, 2006

EXAMINER'S AMENDMENT ENTERED

Nov 16, 2006

EXAMINER'S AMENDMENT ENTERED

TEAS/EMAIL CORRESPONDENCE ENTERED

Oct 27, 2006

TEAS/EMAIL CORRESPONDENCE ENTERED

TEAS RESPONSE TO OFFICE ACTION RECEIVED

Oct 26, 2006

TEAS RESPONSE TO OFFICE ACTION RECEIVED

CORRESPONDENCE RECEIVED IN LAW OFFICE

Oct 26, 2006

CORRESPONDENCE RECEIVED IN LAW OFFICE

NON-FINAL ACTION WRITTEN

Sep 27, 2006

NON-FINAL ACTION WRITTEN

NON-FINAL ACTION E-MAILED

Sep 27, 2006

NON-FINAL ACTION E-MAILED

ASSIGNED TO EXAMINER

Sep 13, 2006

ASSIGNED TO EXAMINER

NOTICE OF PSEUDO MARK MAILED

Apr 11, 2006

NOTICE OF PSEUDO MARK MAILED

NEW APPLICATION ENTERED

Apr 06, 2006

NEW APPLICATION ENTERED

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