Who owns the NEUBERGER BERMAN SMALL-MID CAP ETF trademark?

The NEUBERGER BERMAN SMALL-MID CAP ETF trademark is owned by Neuberger Berman Group LLC.

What class is the NEUBERGER BERMAN SMALL-MID CAP ETF trademark registered in?

The NEUBERGER BERMAN SMALL-MID CAP ETF trademark is registered in Class 036 (Insurance, financial & real estate services).

What is the serial number for NEUBERGER BERMAN SMALL-MID CAP ETF?

The USPTO serial number for NEUBERGER BERMAN SMALL-MID CAP ETF is 98652766.

What is the registration number for NEUBERGER BERMAN SMALL-MID CAP ETF?

NEUBERGER BERMAN SMALL-MID CAP ETF is registered under USPTO registration number 7855499.

NEU

USPTO Trademark Record

REGISTERED

NEUBERGER BERMAN SMALL-MID CAP ETF

SN 98652766·Reg 7855499·Filed Jul 17, 2024

Owner Neuberger Berman Group LLC

Financial, monetary and banking services; insurance services; real estate services.

NEUBERGER BERMAN SMALL-MID CAP ETF (Serial No. 98652766), Registration No. 7855499, is a registered US trademark filed on Jul 17, 2024 by Neuberger Berman Group LLC. This trademark covers Class 036 (Insurance, financial & real estate services).

early section 8: July 08, 2031

Mark Intelligence

NEUBERGER BERMAN SMALL-MID CAP ETF (Reg. #7855499) is a registered US trademark that has been protecting its owner, Neuberger Berman Group LLC, since 2024. The mark covers Class 036 (Insurance, financial & real estate services). Goods and services include Financial, monetary and banking services; insurance services; real estate services.. The mark faced 1 opposition proceeding during prosecution.

FILED

Jul 17, 2024

SERIAL

98652766

REG#

7855499

REGISTERED

Jul 08, 2025

Owner

Applicant

Neuberger Berman Group LLC

Entity

LLC

State

Address

1290 Avenue of the Americas, New York, NY, 10104

Country

Attorney

NameClaudia W. Stangle

Law firm

Claudia W. Stangle Leydig, Voit & Mayer, Ltd.

Docket

292661

Address

Two Prudential Plaza, 180 N. Stetson Ave, Suite 4900, Chicago, IL 60601, United States

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Filing Information

StatusREGISTERED

Filing DateJul 17, 2024

Serial Number98652766

Registration No.7855499

Registration DateJul 08, 2025

Status DateJul 08, 2025

Published for OppositionMay 20, 2025

Mark TypeStandard characters

Attorney Docket292661

Status DescriptionLive and registered

Filing Signals

FILED

2024

YEARS AGO

CLASSES

MADRID FILINGS

—

Opposed 1× during prosecution

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Full Goods & Services

CLASSES

OFFICE

USPTO

COUNTRY

Class 036Insurance, financial & real estate services

US codes: 100, 101, 102

First use anywhere: Mar 05, 2024

First use in commerce: Mar 05, 2024

Financial, monetary and banking services; insurance services; real estate services.

This description is as filed with the USPTO and defines the scope of trademark protection.

Status History

15 events

REGISTERED-PRINCIPAL REGISTER

Jul 08, 2025

REGISTERED-PRINCIPAL REGISTER

NOTICE OF REGISTRATION CONFIRMATION EMAILED

Jul 08, 2025

NOTICE OF REGISTRATION CONFIRMATION EMAILED

PUBLISHED FOR OPPOSITION

May 20, 2025

PUBLISHED FOR OPPOSITION

OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

May 20, 2025

OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED

May 14, 2025

NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED

APPROVED FOR PUB - PRINCIPAL REGISTER

Apr 21, 2025

APPROVED FOR PUB - PRINCIPAL REGISTER

TEAS RESPONSE TO OFFICE ACTION RECEIVED

Apr 18, 2025

TEAS RESPONSE TO OFFICE ACTION RECEIVED

CORRESPONDENCE RECEIVED IN LAW OFFICE

Apr 18, 2025

CORRESPONDENCE RECEIVED IN LAW OFFICE

TEAS/EMAIL CORRESPONDENCE ENTERED

Apr 18, 2025

TEAS/EMAIL CORRESPONDENCE ENTERED

NON-FINAL ACTION WRITTEN

Feb 11, 2025

NON-FINAL ACTION WRITTEN

NON-FINAL ACTION E-MAILED

Feb 11, 2025

NON-FINAL ACTION E-MAILED

NOTIFICATION OF NON-FINAL ACTION E-MAILED

Feb 11, 2025

NOTIFICATION OF NON-FINAL ACTION E-MAILED

ASSIGNED TO EXAMINER

Feb 06, 2025

ASSIGNED TO EXAMINER

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED

Feb 05, 2025

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED

NEW APPLICATION ENTERED

Jul 17, 2024

NEW APPLICATION ENTERED

NEUBERGER BERMAN SMALL-MID CAP ETF

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Other Marks by Neuberger Berman Group LLC

Other Marks in Class 036 — Insurance, financial & real estate services

Other Marks by Claudia W. Stangle

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