Who owns the ETF DIRECT trademark?

The ETF DIRECT trademark is owned by COWEN AND COMPANY, LLC.

What is the serial number for ETF DIRECT?

The USPTO serial number for ETF DIRECT is 86372125.

What is the registration number for ETF DIRECT?

ETF DIRECT is registered under USPTO registration number 4929263.

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Home Search: ETF DIRECTETF DIRECT #86372125

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Updated Oct 23, 2026·21 searches this week

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ETF

USPTO Trademark Record

REGISTERED

ETF DIRECT

Q: What class is the ETF DIRECT trademark registered in?

The ETF DIRECT trademark is registered in Class 036 (Insurance, financial & real estate services), Class 042 (Scientific, technology & SaaS services).

SN 86372125·Reg 4929263·Filed Aug 20, 2014

Owner COWEN AND COMPANY, LLC

Financial, monetary and banking services; insurance services; real estate services.; Scientific and technological services and research and design relating thereto; industrial analysis, industrial research and industrial design services; quality control and authentication services; design and development of computer hardware and software.

ETF DIRECT (Serial No. 86372125), Registration No. 4929263, is a registered US trademark filed on Aug 20, 2014 by COWEN AND COMPANY, LLC. This trademark covers Class 036 (Insurance, financial & real estate services), Class 042 (Scientific, technology & SaaS services).

Section 8/9 declaration window: March 31, 2036

Mark Intelligence

ETF DIRECT (Reg. #4929263) is a registered US trademark that has been protecting its owner, COWEN AND COMPANY, LLC, since 2014. The mark covers Class 036 (Insurance, financial & real estate services) and Class 042 (Scientific, technology & SaaS services) respectively. Goods and services include Financial, monetary and banking services; insurance services; real estate services.; Scientific and technological servic....

FILED

Aug 20, 2014

SERIAL

86372125

REG#

4929263

REGISTERED

Mar 29, 2016

Filing Information

StatusREGISTERED

Filing DateAug 20, 2014

Serial Number86372125

Registration No.4929263

Registration DateMar 29, 2016

Status DateMay 23, 2026

Next RenewalMarch 31, 2036

Filing Basis & Declarations

Standard Characters ClaimedUse Application CurrentlySection 8 Accepted

Full Goods & Services

CLASSES

OFFICE

USPTO

COUNTRY

Class 036Insurance, financial & real estate services

US codes: 100, 101, 102

First use anywhere: Aug 30, 2015

First use in commerce: Aug 30, 2015

Financial, monetary and banking services; insurance services; real estate services.

Class 042Scientific, technology & SaaS services

US codes: 100, 101

First use anywhere: Aug 30, 2015

First use in commerce: Aug 30, 2015

Scientific and technological services and research and design relating thereto; industrial analysis, industrial research and industrial design services; quality control and authentication services; design and development of computer hardware and software.

This description is as filed with the USPTO and defines the scope of trademark protection.

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Status History

46 events

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

May 23, 2026

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

May 23, 2026

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

May 23, 2026

REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

May 23, 2026

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

TEAS SECTION 8 & 9 RECEIVED

Mar 18, 2026

TEAS SECTION 8 & 9 RECEIVED

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

Mar 29, 2025

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

REGISTERED - PARTIAL SEC. 8 (6-YR) ACCEPTED

Apr 26, 2023

REGISTERED - PARTIAL SEC. 8 (6-YR) ACCEPTED

NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED

Apr 26, 2023

NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

Apr 24, 2023

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

Nov 25, 2022

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

TEAS SECTION 8 RECEIVED

Sep 19, 2022

TEAS SECTION 8 RECEIVED

COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED

Mar 29, 2021

COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED

ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY

Mar 28, 2018

ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY

Nov 29, 2017

ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

Sep 27, 2017

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

REGISTERED-SUPPLEMENTAL REGISTER

Mar 29, 2016

REGISTERED-SUPPLEMENTAL REGISTER

LAW OFFICE PUBLICATION REVIEW COMPLETED

Feb 22, 2016

LAW OFFICE PUBLICATION REVIEW COMPLETED

ASSIGNED TO LIE

Feb 18, 2016

ASSIGNED TO LIE

NOTICE OF ACCEPTANCE OF AMENDMENT TO ALLEGE USE E-MAILED

Jan 16, 2016

NOTICE OF ACCEPTANCE OF AMENDMENT TO ALLEGE USE E-MAILED

USE AMENDMENT ACCEPTED

Jan 15, 2016

USE AMENDMENT ACCEPTED

APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER

Jan 15, 2016

APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER

USE AMENDMENT FILED

Jan 14, 2016

USE AMENDMENT FILED

AMENDMENT TO USE PROCESSING COMPLETE

Jan 14, 2016

AMENDMENT TO USE PROCESSING COMPLETE

TEAS REQUEST FOR RECONSIDERATION RECEIVED

Jan 13, 2016

TEAS REQUEST FOR RECONSIDERATION RECEIVED

CORRESPONDENCE RECEIVED IN LAW OFFICE

Jan 13, 2016

CORRESPONDENCE RECEIVED IN LAW OFFICE

TEAS/EMAIL CORRESPONDENCE ENTERED

Jan 13, 2016

TEAS/EMAIL CORRESPONDENCE ENTERED

TEAS AMENDMENT OF USE RECEIVED

Jan 13, 2016

TEAS AMENDMENT OF USE RECEIVED

FINAL REFUSAL WRITTEN

Sep 10, 2015

FINAL REFUSAL WRITTEN

FINAL REFUSAL E-MAILED

Sep 10, 2015

FINAL REFUSAL E-MAILED

NOTIFICATION OF FINAL REFUSAL EMAILED

Sep 10, 2015

NOTIFICATION OF FINAL REFUSAL EMAILED

TEAS RESPONSE TO OFFICE ACTION RECEIVED

Aug 25, 2015

TEAS RESPONSE TO OFFICE ACTION RECEIVED

CORRESPONDENCE RECEIVED IN LAW OFFICE

Aug 25, 2015

CORRESPONDENCE RECEIVED IN LAW OFFICE

TEAS/EMAIL CORRESPONDENCE ENTERED

Aug 25, 2015

TEAS/EMAIL CORRESPONDENCE ENTERED

ASSIGNED TO EXAMINER

May 21, 2015

ASSIGNED TO EXAMINER

NON-FINAL ACTION WRITTEN

Mar 08, 2015

NON-FINAL ACTION WRITTEN

NON-FINAL ACTION E-MAILED

Mar 08, 2015

NON-FINAL ACTION E-MAILED

NOTIFICATION OF NON-FINAL ACTION E-MAILED

Mar 08, 2015

NOTIFICATION OF NON-FINAL ACTION E-MAILED

TEAS RESPONSE TO OFFICE ACTION RECEIVED

Feb 11, 2015

TEAS RESPONSE TO OFFICE ACTION RECEIVED

CORRESPONDENCE RECEIVED IN LAW OFFICE

Feb 11, 2015

CORRESPONDENCE RECEIVED IN LAW OFFICE

TEAS/EMAIL CORRESPONDENCE ENTERED

Feb 11, 2015

TEAS/EMAIL CORRESPONDENCE ENTERED

ASSIGNED TO EXAMINER

Dec 05, 2014

ASSIGNED TO EXAMINER

NON-FINAL ACTION WRITTEN

Dec 05, 2014

NON-FINAL ACTION WRITTEN

NON-FINAL ACTION E-MAILED

Dec 05, 2014

NON-FINAL ACTION E-MAILED

NOTIFICATION OF NON-FINAL ACTION E-MAILED

Dec 05, 2014

NOTIFICATION OF NON-FINAL ACTION E-MAILED

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED

Sep 03, 2014

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED

NEW APPLICATION ENTERED

Aug 23, 2014

NEW APPLICATION ENTERED

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