Who owns the GUGGENHEIM trademark?

The GUGGENHEIM trademark is owned by GUGGENHEIM CAPITAL, LLC.

What is the serial number for GUGGENHEIM?

The USPTO serial number for GUGGENHEIM is 76450902.

What is the registration number for GUGGENHEIM?

GUGGENHEIM is registered under USPTO registration number 3121127.

GUG

USPTO Trademark Record

REGISTERED

GUGGENHEIM

Q: What class is the GUGGENHEIM trademark registered in?

The GUGGENHEIM trademark is registered in Class 016 (Paper goods, books & stationery), Class 036 (Insurance, financial & real estate services), Class 041 (Education & entertainment services).

SN 76450902·Reg 3121127·Filed Sep 13, 2002

Owner GUGGENHEIM CAPITAL, LLC

Paper and cardboard; printed matter; bookbinding material; photographs; stationery and office requisites, except furniture; adhesives for stationery or household purposes; drawing materials and materials for artists; paintbrushes; instructional and teaching materials; plastic sheets, films and bags for wrapping and packaging; printers' type, printing blocks.; Financial, monetary and banking services; insurance services; real estate services.; Education; providing of training; entertainment; sporting and cultural activities.

GUGGENHEIM (Serial No. 76450902), Registration No. 3121127, is a registered US trademark filed on Sep 13, 2002 by GUGGENHEIM CAPITAL, LLC. This trademark covers Class 016 (Paper goods, books & stationery), Class 036 (Insurance, financial & real estate services), Class 041 (Education & entertainment services).

Section 8/9 declaration window: July 25, 2036

Mark Intelligence

GUGGENHEIM (Reg. #3121127) is a registered US trademark that has been protecting its owner, GUGGENHEIM CAPITAL, LLC, since 2002. The mark covers Class 016 (Paper goods, books & stationery), Class 036 (Insurance, financial & real estate services) and Class 041 (Education & entertainment services) respectively. Goods and services include Paper and cardboard; printed matter; bookbinding material; photographs; stationery and office requisites, except furnitu.... The mark faced 1 opposition proceeding during prosecution.

FILED

Sep 13, 2002

SERIAL

76450902

REG#

3121127

REGISTERED

Jul 25, 2006

Owner

Applicant

GUGGENHEIM CAPITAL, LLC

Entity

LLC

State

Address

227 W. Monroe, Suite 4800, Chicago, IL, 60606

Country

Attorney

NameRichard Y. Kim

Law firm

Richard Y. Kim SNELL & WILMER L.L.P.

Docket

80960.00800

Address

One East Washington Street, Suite 2700, Phoenix, AZ 85004-2556, United States

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Filing Information

StatusREGISTERED

Filing DateSep 13, 2002

Serial Number76450902

Registration No.3121127

Registration DateJul 25, 2006

Status DateJan 14, 2026

Published for OppositionSep 07, 2004

Next RenewalJuly 25, 2036

Mark TypeTypeset (words/letters/numbers)

Attorney Docket80960.00800

Status DescriptionLive and registered, renewed

Filing Signals

FILED

2002

YEARS AGO

24y

CLASSES

MADRID FILINGS

—

Opposed 1× during prosecution

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Full Goods & Services

CLASSES

OFFICE

USPTO

COUNTRY

Class 016Paper goods, books & stationery

US codes: 002, 005, 022, 023, 029, 037, 038, 050

First use anywhere: Apr 30, 2002

First use in commerce: Apr 30, 2002

Class 036Insurance, financial & real estate services

US codes: 100, 101, 102

First use anywhere: Nov 30, 1950

First use in commerce: Nov 30, 1950

Financial, monetary and banking services; insurance services; real estate services.

Class 041Education & entertainment services

US codes: 100, 101, 107

First use anywhere: Nov 30, 2000

First use in commerce: Nov 30, 2000

Education; providing of training; entertainment; sporting and cultural activities.

This description is as filed with the USPTO and defines the scope of trademark protection.

Status History

53 events

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

Jan 14, 2026

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

Jan 14, 2026

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)

Jan 14, 2026

REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

Jan 14, 2026

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

TEAS SECTION 8 & 9 RECEIVED

Oct 08, 2025

TEAS SECTION 8 & 9 RECEIVED

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

Jul 25, 2025

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED

Jun 11, 2020

REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED

TEAS CHANGE OF OWNER ADDRESS RECEIVED

Apr 24, 2020

TEAS CHANGE OF OWNER ADDRESS RECEIVED

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Apr 24, 2020

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Apr 24, 2020

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS

Apr 24, 2020

TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS

TEAS CHANGE OF CORRESPONDENCE RECEIVED

Apr 24, 2020

TEAS CHANGE OF CORRESPONDENCE RECEIVED

APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED

Apr 24, 2020

APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

Oct 05, 2016

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

Oct 05, 2016

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

Oct 05, 2016

REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

Oct 05, 2016

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

TEAS SECTION 8 & 9 RECEIVED

Jul 22, 2016

TEAS SECTION 8 & 9 RECEIVED

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

Jul 25, 2015

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

Mar 31, 2012

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

Mar 31, 2012

REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED

Mar 31, 2012

NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED

TEAS SECTION 8 & 15 RECEIVED

Feb 29, 2012

TEAS SECTION 8 & 15 RECEIVED

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

Aug 15, 2007

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

REGISTERED-PRINCIPAL REGISTER

Jul 25, 2006

REGISTERED-PRINCIPAL REGISTER

EXPARTE APPEAL TERMINATED

Jul 25, 2006

EXPARTE APPEAL TERMINATED

LAW OFFICE REGISTRATION REVIEW COMPLETED

Jun 08, 2006

LAW OFFICE REGISTRATION REVIEW COMPLETED

ASSIGNED TO LIE

Jun 02, 2006

ASSIGNED TO LIE

ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED

May 30, 2006

ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED

NON-FINAL ACTION MAILED

Apr 19, 2006

NON-FINAL ACTION MAILED

SU - NON-FINAL ACTION - WRITTEN

Apr 18, 2006

SU - NON-FINAL ACTION - WRITTEN

ASSIGNED TO EXAMINER

Apr 06, 2006

ASSIGNED TO EXAMINER

STATEMENT OF USE PROCESSING COMPLETE

Sep 14, 2005

STATEMENT OF USE PROCESSING COMPLETE

TEAS STATEMENT OF USE RECEIVED

Sep 06, 2005

TEAS STATEMENT OF USE RECEIVED

USE AMENDMENT FILED

Sep 06, 2005

USE AMENDMENT FILED

SOU EXTENSION 1 GRANTED

Jun 09, 2005

SOU EXTENSION 1 GRANTED

SOU TEAS EXTENSION RECEIVED

May 31, 2005

SOU TEAS EXTENSION RECEIVED

SOU EXTENSION 1 FILED

May 30, 2005

SOU EXTENSION 1 FILED

NOA MAILED - SOU REQUIRED FROM APPLICANT

Nov 30, 2004

NOA MAILED - SOU REQUIRED FROM APPLICANT

PUBLISHED FOR OPPOSITION

Sep 07, 2004

PUBLISHED FOR OPPOSITION

NOTICE OF PUBLICATION

Aug 18, 2004

NOTICE OF PUBLICATION

APPROVED FOR PUB - PRINCIPAL REGISTER

Jun 25, 2004

APPROVED FOR PUB - PRINCIPAL REGISTER

EX PARTE APPEAL-INSTITUTED

Jun 10, 2004

EX PARTE APPEAL-INSTITUTED

PAPER RECEIVED

Jun 04, 2004

PAPER RECEIVED

Jun 04, 2004

PAPER RECEIVED

CORRESPONDENCE RECEIVED IN LAW OFFICE

Jun 04, 2004

CORRESPONDENCE RECEIVED IN LAW OFFICE

FINAL REFUSAL MAILED

Dec 05, 2003

FINAL REFUSAL MAILED

ASSIGNED TO EXAMINER

Oct 31, 2003

ASSIGNED TO EXAMINER

CASE FILE IN TICRS

Oct 24, 2003

CASE FILE IN TICRS

PAPER RECEIVED

Sep 29, 2003

PAPER RECEIVED

CORRESPONDENCE RECEIVED IN LAW OFFICE

Sep 29, 2003

CORRESPONDENCE RECEIVED IN LAW OFFICE

NON-FINAL ACTION MAILED

Mar 28, 2003

NON-FINAL ACTION MAILED

ASSIGNED TO EXAMINER

Mar 19, 2003

ASSIGNED TO EXAMINER

GUGGENHEIM

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