What is the serial number for INVESTMENT ADVISER CERTIFIED COMPLIANCE PROFESSIONAL?

The USPTO serial number for INVESTMENT ADVISER CERTIFIED COMPLIANCE PROFESSIONAL is 78943296.

What is the registration number for INVESTMENT ADVISER CERTIFIED COMPLIANCE PROFESSIONAL?

INVESTMENT ADVISER CERTIFIED COMPLIANCE PROFESSIONAL is registered under USPTO registration number 3393759.

INV

USPTO Trademark Record

REGISTERED

INVESTMENT ADVISER CERTIFIED COMPLIANCE PROFESSIONAL

Q: Who owns the INVESTMENT ADVISER CERTIFIED COMPLIANCE PROFESSIONAL trademark?

The INVESTMENT ADVISER CERTIFIED COMPLIANCE PROFESSIONAL trademark is owned by COMPLY TECHNOLOGIES INC..

Q: What class is the INVESTMENT ADVISER CERTIFIED COMPLIANCE PROFESSIONAL trademark registered in?

The INVESTMENT ADVISER CERTIFIED COMPLIANCE PROFESSIONAL trademark is registered in Class B (Class NaN).

SN 78943296·Reg 3393759·Filed Aug 02, 2006

Owner COMPLY TECHNOLOGIES INC.

INVESTMENT ADVISER CERTIFIED COMPLIANCE PROFESSIONAL (Serial No. 78943296), Registration No. 3393759, is a registered US trademark filed on Aug 02, 2006 by COMPLY TECHNOLOGIES INC.. This trademark covers Class B (Class NaN).

Section 8/9 declaration window: March 06, 2028

Mark Intelligence

INVESTMENT ADVISER CERTIFIED COMPLIANCE PROFESSIONAL (Reg. #3393759) is a registered US trademark that has been protecting its owner, COMPLY TECHNOLOGIES INC., since 2006. The mark covers Class B (Class NaN).

FILED

Aug 02, 2006

SERIAL

78943296

REG#

3393759

REGISTERED

Mar 04, 2008

Owner

Applicant

COMPLY TECHNOLOGIES INC.

Entity

Corporation

State

Address

950 N. Glebe Rd, Suite 810, Arlington, VA, 22203

Country

Attorney

NameMichael A. Geller

Law firm

Michael A. Geller DLA Piper LLP (US)

Docket

425250.7

Address

444 West Lake Street, Suite 900, Chicago, IL 60606, United States

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Filing Information

StatusREGISTERED

Filing DateAug 02, 2006

Serial Number78943296

Registration No.3393759

Registration DateMar 04, 2008

Status DateJul 26, 2018

Next RenewalMarch 06, 2028

Mark TypeStandard characters

Attorney Docket425250.7

Status DescriptionLive and registered, renewed

Filing Signals

FILED

2006

YEARS AGO

20y

CLASSES

MADRID FILINGS

—

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CLASSES

OFFICE

USPTO

COUNTRY

Class 00BClass 0

US codes: B

This description is as filed with the USPTO and defines the scope of trademark protection.

Status History

55 events

TEAS CHANGE OF OWNER ADDRESS RECEIVED

Nov 03, 2025

TEAS CHANGE OF OWNER ADDRESS RECEIVED

APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED

Nov 03, 2025

APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Nov 03, 2025

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Nov 03, 2025

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

TEAS CHANGE OF CORRESPONDENCE RECEIVED

Nov 03, 2025

TEAS CHANGE OF CORRESPONDENCE RECEIVED

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

May 08, 2024

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

Apr 26, 2023

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

TEAS CHANGE OF OWNER ADDRESS RECEIVED

Dec 21, 2022

TEAS CHANGE OF OWNER ADDRESS RECEIVED

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Dec 21, 2022

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Dec 21, 2022

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

TEAS CHANGE OF CORRESPONDENCE RECEIVED

Dec 21, 2022

TEAS CHANGE OF CORRESPONDENCE RECEIVED

APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED

Dec 21, 2022

APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

Jul 26, 2018

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

Jul 26, 2018

REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

Jul 26, 2018

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED

Jul 12, 2018

TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED

POST REGISTRATION ACTION MAILED - SEC. 8 & 9

Jul 09, 2018

POST REGISTRATION ACTION MAILED - SEC. 8 & 9

TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED

Jun 25, 2018

TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED

POST REGISTRATION ACTION MAILED - SEC. 8 & 9

May 01, 2018

POST REGISTRATION ACTION MAILED - SEC. 8 & 9

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

Apr 24, 2018

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

Mar 17, 2018

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

Mar 16, 2018

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

TEAS CHANGE OF CORRESPONDENCE RECEIVED

Mar 03, 2018

TEAS CHANGE OF CORRESPONDENCE RECEIVED

TEAS SECTION 8 & 9 RECEIVED

Mar 03, 2018

TEAS SECTION 8 & 9 RECEIVED

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

Mar 04, 2017

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

Jun 28, 2014

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

REGISTERED - SEC. 8 (6-YR) ACCEPTED

Jun 28, 2014

REGISTERED - SEC. 8 (6-YR) ACCEPTED

NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED

Jun 28, 2014

NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED

TEAS CHANGE OF CORRESPONDENCE RECEIVED

Jun 18, 2014

TEAS CHANGE OF CORRESPONDENCE RECEIVED

TEAS SECTION 8 RECEIVED

Jun 18, 2014

TEAS SECTION 8 RECEIVED

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Jun 05, 2014

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Jun 05, 2014

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

Jun 04, 2014

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY

May 21, 2014

ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY

Apr 16, 2014

ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY

Nov 09, 2011

ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY

Mar 02, 2011

ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY

REGISTERED-SUPPLEMENTAL REGISTER

Mar 04, 2008

REGISTERED-SUPPLEMENTAL REGISTER

LAW OFFICE PUBLICATION REVIEW COMPLETED

Jan 29, 2008

LAW OFFICE PUBLICATION REVIEW COMPLETED

APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER

Jan 28, 2008

APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER

ASSIGNED TO LIE

Jan 28, 2008

ASSIGNED TO LIE

TEAS REQUEST FOR RECONSIDERATION RECEIVED

Jan 17, 2008

TEAS REQUEST FOR RECONSIDERATION RECEIVED

CORRESPONDENCE RECEIVED IN LAW OFFICE

Jan 17, 2008

CORRESPONDENCE RECEIVED IN LAW OFFICE

TEAS/EMAIL CORRESPONDENCE ENTERED

Jan 17, 2008

TEAS/EMAIL CORRESPONDENCE ENTERED

FINAL REFUSAL WRITTEN

Jul 17, 2007

FINAL REFUSAL WRITTEN

FINAL REFUSAL E-MAILED

Jul 17, 2007

FINAL REFUSAL E-MAILED

NOTIFICATION OF FINAL REFUSAL EMAILED

Jul 17, 2007

NOTIFICATION OF FINAL REFUSAL EMAILED

ASSIGNED TO LIE

Jun 22, 2007

ASSIGNED TO LIE

CORRESPONDENCE RECEIVED IN LAW OFFICE

Jun 22, 2007

CORRESPONDENCE RECEIVED IN LAW OFFICE

TEAS/EMAIL CORRESPONDENCE ENTERED

Jun 22, 2007

TEAS/EMAIL CORRESPONDENCE ENTERED

TEAS RESPONSE TO OFFICE ACTION RECEIVED

Jun 11, 2007

TEAS RESPONSE TO OFFICE ACTION RECEIVED

NON-FINAL ACTION WRITTEN

Dec 11, 2006

NON-FINAL ACTION WRITTEN

NON-FINAL ACTION E-MAILED

Dec 11, 2006

NON-FINAL ACTION E-MAILED

ASSIGNED TO EXAMINER

Nov 28, 2006

ASSIGNED TO EXAMINER

NEW APPLICATION ENTERED

Aug 08, 2006

NEW APPLICATION ENTERED

INVESTMENT ADVISER CERTIFIED COMPLIANCE PROFESSIONAL

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