Who owns the NIKKO ASSET MANAGEMENT trademark?

The NIKKO ASSET MANAGEMENT trademark is owned by SMBC Nikko Shoken Kabushiki Kaisha (SMBC Nikko Securities Inc.).

What class is the NIKKO ASSET MANAGEMENT trademark registered in?

The NIKKO ASSET MANAGEMENT trademark is registered in Class 036 (Insurance, financial & real estate services).

What is the serial number for NIKKO ASSET MANAGEMENT?

The USPTO serial number for NIKKO ASSET MANAGEMENT is 79105516.

What is the registration number for NIKKO ASSET MANAGEMENT?

NIKKO ASSET MANAGEMENT is registered under USPTO registration number 4266181.

NIK

USPTO Trademark Record

REGISTERED

NIKKO ASSET MANAGEMENT

SN 79105516·Reg 4266181·Filed Sep 29, 2011

Owner SMBC Nikko Shoken Kabushiki Kaisha (SMBC Nikko Securities Inc.)

Financial, monetary and banking services; insurance services; real estate services.

NIKKO ASSET MANAGEMENT (Serial No. 79105516), Registration No. 4266181, is a registered US trademark filed on Sep 29, 2011 by SMBC Nikko Shoken Kabushiki Kaisha (SMBC Nikko Securities Inc.). This trademark covers Class 036 (Insurance, financial & real estate services).

Section 8/9 declaration window: January 03, 2033

Mark Intelligence

NIKKO ASSET MANAGEMENT (Reg. #4266181) is a registered US trademark that has been protecting its owner, SMBC Nikko Shoken Kabushiki Kaisha (SMBC Nikko Securities Inc.), since 2011. The mark covers Class 036 (Insurance, financial & real estate services). Goods and services include Financial, monetary and banking services; insurance services; real estate services.. The mark faced 3 opposition proceedings during prosecution.

FILED

Sep 29, 2011

SERIAL

79105516

REG#

4266181

REGISTERED

Jan 01, 2013

Owner

Applicant

SMBC Nikko Shoken Kabushiki Kaisha (SMBC Nikko Securities Inc.)

Entity

Corporation

Address

3-1, Marunouchi 3-chome, Chiyoda-ku, Tokyo 100-8325

Country

Attorney

NameMartin M. Zoltick

Law firm

Martin M. Zoltick Rothwell, Figg, Ernst & Manbeck, P.C.

Docket

5277-102

Address

901 New York Avenue, NW, Suite 900 East, Washington, DC 20001, United States

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Filing Information

StatusREGISTERED

Filing DateSep 29, 2011

Serial Number79105516

Registration No.4266181

Registration DateJan 01, 2013

Status DateJul 13, 2023

Published for OppositionOct 16, 2012

Next RenewalJanuary 03, 2033

Mark TypeStylized characters

Attorney Docket5277-102

Status DescriptionLive and registered, Section 71 accepted

Filing Signals

FILED

2011

YEARS AGO

15y

CLASSES

MADRID FILINGS

—

Opposed 3× during prosecution

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Full Goods & Services

CLASSES

OFFICE

USPTO

COUNTRY

Class 036Insurance, financial & real estate services

US codes: 100, 101, 102

Financial, monetary and banking services; insurance services; real estate services.

This description is as filed with the USPTO and defines the scope of trademark protection.

Status History

65 events

TEAS CHANGE OF CORRESPONDENCE RECEIVED

Nov 21, 2025

TEAS CHANGE OF CORRESPONDENCE RECEIVED

TEAS CHANGE OF DOMESTIC REPRESENTATIVES ADDRESS

Nov 21, 2025

TEAS CHANGE OF DOMESTIC REPRESENTATIVES ADDRESS

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Nov 21, 2025

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Nov 21, 2025

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED

Nov 21, 2025

APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED

TEAS CHANGE OF OWNER ADDRESS RECEIVED

Nov 21, 2025

TEAS CHANGE OF OWNER ADDRESS RECEIVED

PARTIAL INVALIDATION PROCESSED BY THE IB

Jun 17, 2024

PARTIAL INVALIDATION PROCESSED BY THE IB

GENERIC MADRID TRANSACTION SENT TO IB

Apr 26, 2024

GENERIC MADRID TRANSACTION SENT TO IB

GENERIC MADRID TRANSACTION CREATED

Apr 26, 2024

GENERIC MADRID TRANSACTION CREATED

PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED

Mar 13, 2024

PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED

NOTICE OF ACCEPTANCE OF SEC. 71 - E-MAILED

Jul 13, 2023

NOTICE OF ACCEPTANCE OF SEC. 71 - E-MAILED

REGISTERED-SEC.71 ACCEPTED

Jul 13, 2023

REGISTERED-SEC.71 ACCEPTED

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

May 29, 2023

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

TEAS SECTION 71 RECEIVED

Nov 17, 2022

TEAS SECTION 71 RECEIVED

COURTESY REMINDER - SEC. 71 (10-YR) E-MAILED

Jan 01, 2022

COURTESY REMINDER - SEC. 71 (10-YR) E-MAILED

INTERNATIONAL REGISTRATION RENEWED

Oct 15, 2021

INTERNATIONAL REGISTRATION RENEWED

REGISTERED - SEC. 71 ACCEPTED & SEC. 15 ACK.

Dec 12, 2018

REGISTERED - SEC. 71 ACCEPTED & SEC. 15 ACK.

NOTICE OF ACCEPTANCE OF SEC. 71 & 15 - E-MAILED

Dec 12, 2018

NOTICE OF ACCEPTANCE OF SEC. 71 & 15 - E-MAILED

TEAS SECTION 71 & 15 RECEIVED

Dec 11, 2018

TEAS SECTION 71 & 15 RECEIVED

COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED

Jan 01, 2018

COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED

NEW REPRESENTATIVE AT IB RECEIVED

Jul 01, 2016

NEW REPRESENTATIVE AT IB RECEIVED

INVALIDATION REVIEWED - NO ACTION REQUIRED BY OFFICE

Feb 07, 2015

INVALIDATION REVIEWED - NO ACTION REQUIRED BY OFFICE

PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED

Aug 14, 2014

PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED

CORRECTION UNDER SECTION 7 - PROCESSED

Dec 14, 2013

CORRECTION UNDER SECTION 7 - PROCESSED

NEW REPRESENTATIVE AT IB RECEIVED

Dec 14, 2013

NEW REPRESENTATIVE AT IB RECEIVED

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

Dec 14, 2013

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

Dec 13, 2013

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

OTQR WITHDRAWAL FROM PUBLICATION

Dec 02, 2013

OTQR WITHDRAWAL FROM PUBLICATION

POST REGISTRATION ACTION CORRECTION

Nov 15, 2013

POST REGISTRATION ACTION CORRECTION

TEAS SECTION 7 REQUEST RECEIVED

Oct 31, 2013

TEAS SECTION 7 REQUEST RECEIVED

SEC 7 REQUEST FILED

Oct 31, 2013

SEC 7 REQUEST FILED

Oct 31, 2013

SEC 7 REQUEST FILED

FINAL DECISION TRANSACTION PROCESSED BY IB

Sep 15, 2013

FINAL DECISION TRANSACTION PROCESSED BY IB

FINAL DISPOSITION NOTICE SENT TO IB

Aug 27, 2013

FINAL DISPOSITION NOTICE SENT TO IB

FINAL DISPOSITION PROCESSED

Aug 27, 2013

FINAL DISPOSITION PROCESSED

TEAS CHANGE OF CORRESPONDENCE RECEIVED

May 16, 2013

TEAS CHANGE OF CORRESPONDENCE RECEIVED

POST REGISTRATION ACTION MAILED - SEC. 7

May 02, 2013

POST REGISTRATION ACTION MAILED - SEC. 7

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

Apr 30, 2013

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

TEAS SECTION 7 REQUEST RECEIVED

Apr 09, 2013

TEAS SECTION 7 REQUEST RECEIVED

TEAS CHANGE OF CORRESPONDENCE RECEIVED

Apr 09, 2013

TEAS CHANGE OF CORRESPONDENCE RECEIVED

FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB

Apr 01, 2013

FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB

REGISTERED-PRINCIPAL REGISTER

Jan 01, 2013

REGISTERED-PRINCIPAL REGISTER

PUBLISHED FOR OPPOSITION

Oct 16, 2012

PUBLISHED FOR OPPOSITION

OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

Oct 16, 2012

OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

NOTIFICATION PROCESSED BY IB

Oct 15, 2012

NOTIFICATION PROCESSED BY IB

NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB

Sep 26, 2012

NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB

NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED

Sep 26, 2012

NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED

NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB

Sep 26, 2012

NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB

LAW OFFICE PUBLICATION REVIEW COMPLETED

Sep 11, 2012

LAW OFFICE PUBLICATION REVIEW COMPLETED

APPROVED FOR PUB - PRINCIPAL REGISTER

Sep 04, 2012

APPROVED FOR PUB - PRINCIPAL REGISTER

CORRESPONDENCE RECEIVED IN LAW OFFICE

Aug 13, 2012

CORRESPONDENCE RECEIVED IN LAW OFFICE

TEAS/EMAIL CORRESPONDENCE ENTERED

Aug 13, 2012

TEAS/EMAIL CORRESPONDENCE ENTERED

ASSIGNED TO LIE

Jul 27, 2012

ASSIGNED TO LIE

TEAS RESPONSE TO OFFICE ACTION RECEIVED

Jul 24, 2012

TEAS RESPONSE TO OFFICE ACTION RECEIVED

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Jul 09, 2012

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Jul 09, 2012

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

REFUSAL PROCESSED BY IB

Feb 17, 2012

REFUSAL PROCESSED BY IB

REFUSAL PROCESSED BY MPU

Jan 30, 2012

REFUSAL PROCESSED BY MPU

NON-FINAL ACTION MAILED - REFUSAL SENT TO IB

Jan 30, 2012

NON-FINAL ACTION MAILED - REFUSAL SENT TO IB

NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW

Jan 26, 2012

NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW

NON-FINAL ACTION WRITTEN

Jan 25, 2012

NON-FINAL ACTION WRITTEN

ASSIGNED TO EXAMINER

Jan 19, 2012

ASSIGNED TO EXAMINER

APPLICATION FILING RECEIPT MAILED

Dec 13, 2011

APPLICATION FILING RECEIPT MAILED

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED

Dec 09, 2011

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED

SN ASSIGNED FOR SECT 66A APPL FROM IB

Dec 08, 2011

SN ASSIGNED FOR SECT 66A APPL FROM IB

NIKKO ASSET MANAGEMENT

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