Who owns the PROSPECT trademark?

The PROSPECT trademark is owned by PROSPECT CAPITAL INVESTMENT MANAGEMENT, LLC.

What class is the PROSPECT trademark registered in?

The PROSPECT trademark is registered in Class 036 (Insurance, financial & real estate services).

What is the serial number for PROSPECT?

The USPTO serial number for PROSPECT is 78417707.

What is the registration number for PROSPECT?

PROSPECT is registered under USPTO registration number 3094028.

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PRO

USPTO Trademark Record

REGISTERED

PROSPECT

SN 78417707·Reg 3094028·Filed May 12, 2004

Owner PROSPECT CAPITAL INVESTMENT MANAGEMENT, LLC

Financial, monetary and banking services; insurance services; real estate services.

PROSPECT (Serial No. 78417707), Registration No. 3094028, is a registered US trademark filed on May 12, 2004 by PROSPECT CAPITAL INVESTMENT MANAGEMENT, LLC. This trademark covers Class 036 (Insurance, financial & real estate services).

Section 8/9 declaration window: May 16, 2036

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Mark Intelligence

PROSPECT (Reg. #3094028) is a registered US trademark that has been protecting its owner, PROSPECT CAPITAL INVESTMENT MANAGEMENT, LLC, since 2004. The mark covers Class 036 (Insurance, financial & real estate services). Goods and services include Financial, monetary and banking services; insurance services; real estate services.. The mark faced 1 opposition proceeding during prosecution.

FILED

May 12, 2004

SERIAL

78417707

REG#

3094028

REGISTERED

May 16, 2006

Filing Information

StatusREGISTERED

Filing DateMay 12, 2004

Serial Number78417707

Registration No.3094028

Registration DateMay 16, 2006

Status DateJul 17, 2026

Published for OppositionMar 15, 2005

Filing Basis & Declarations

Standard Characters ClaimedUse Application CurrentlySection 8 AcceptedSection 15 Acknowledged

Full Goods & Services

CLASSES

OFFICE

USPTO

COUNTRY

Class 036Insurance, financial & real estate services

US codes: 100, 101, 102

First use anywhere: Feb 01, 2001

First use in commerce: Feb 01, 2001

Financial, monetary and banking services; insurance services; real estate services.

This description is as filed with the USPTO and defines the scope of trademark protection.

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Status History

38 events

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

Jul 17, 2026

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

Jul 17, 2026

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)

Jul 17, 2026

REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

Jul 17, 2026

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

TEAS SECTION 8 & 9 RECEIVED

May 15, 2026

TEAS SECTION 8 & 9 RECEIVED

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

May 16, 2025

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

Jun 28, 2016

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

Jun 28, 2016

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

Jun 28, 2016

REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

Jun 28, 2016

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

TEAS SECTION 8 & 9 RECEIVED

Apr 08, 2016

TEAS SECTION 8 & 9 RECEIVED

TEAS CHANGE OF CORRESPONDENCE RECEIVED

Apr 08, 2016

TEAS CHANGE OF CORRESPONDENCE RECEIVED

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

May 16, 2015

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

Nov 05, 2014

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

Apr 19, 2012

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

Apr 19, 2012

REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED

Apr 19, 2012

NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED

TEAS SECTION 8 & 15 RECEIVED

Mar 30, 2012

TEAS SECTION 8 & 15 RECEIVED

TEAS CHANGE OF CORRESPONDENCE RECEIVED

Mar 30, 2012

TEAS CHANGE OF CORRESPONDENCE RECEIVED

REGISTERED-PRINCIPAL REGISTER

May 16, 2006

REGISTERED-PRINCIPAL REGISTER

LAW OFFICE REGISTRATION REVIEW COMPLETED

Apr 04, 2006

LAW OFFICE REGISTRATION REVIEW COMPLETED

ASSIGNED TO LIE

Mar 24, 2006

ASSIGNED TO LIE

ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED

Mar 22, 2006

ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Mar 16, 2006

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Mar 16, 2006

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

STATEMENT OF USE PROCESSING COMPLETE

Mar 06, 2006

STATEMENT OF USE PROCESSING COMPLETE

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Dec 16, 2005

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Dec 16, 2005

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

TEAS STATEMENT OF USE RECEIVED

Dec 01, 2005

TEAS STATEMENT OF USE RECEIVED

USE AMENDMENT FILED

Dec 01, 2005

USE AMENDMENT FILED

NOA MAILED - SOU REQUIRED FROM APPLICANT

Jun 07, 2005

NOA MAILED - SOU REQUIRED FROM APPLICANT

PUBLISHED FOR OPPOSITION

Mar 15, 2005

PUBLISHED FOR OPPOSITION

NOTICE OF PUBLICATION

Feb 23, 2005

NOTICE OF PUBLICATION

LAW OFFICE PUBLICATION REVIEW COMPLETED

Dec 30, 2004

LAW OFFICE PUBLICATION REVIEW COMPLETED

ASSIGNED TO LIE

Dec 17, 2004

ASSIGNED TO LIE

APPROVED FOR PUB - PRINCIPAL REGISTER

Dec 13, 2004

APPROVED FOR PUB - PRINCIPAL REGISTER

ASSIGNED TO EXAMINER

Dec 10, 2004

ASSIGNED TO EXAMINER

NEW APPLICATION ENTERED

May 19, 2004

NEW APPLICATION ENTERED

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