Who owns the PROSPECT FINANCE trademark?

The PROSPECT FINANCE trademark is owned by Prospect Capital Investment Management, LLC.

What class is the PROSPECT FINANCE trademark registered in?

The PROSPECT FINANCE trademark is registered in Class 036 (Insurance, financial & real estate services).

What is the serial number for PROSPECT FINANCE?

The USPTO serial number for PROSPECT FINANCE is 86471029.

What is the registration number for PROSPECT FINANCE?

PROSPECT FINANCE is registered under USPTO registration number 4875736.

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Home Search: PROSPECT FINANCEPROSPECT FINANCE #86471029

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Updated Sep 27, 2026·9 searches this week

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USPTO Trademark Record

REGISTERED

PROSPECT FINANCE

SN 86471029·Reg 4875736·Filed Dec 04, 2014

Owner Prospect Capital Investment Management, LLC

Financial, monetary and banking services; insurance services; real estate services.

PROSPECT FINANCE (Serial No. 86471029), Registration No. 4875736, is a registered US trademark filed on Dec 04, 2014 by Prospect Capital Investment Management, LLC. This trademark covers Class 036 (Insurance, financial & real estate services).

Section 8/9 declaration window: December 24, 2035

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Mark Intelligence

PROSPECT FINANCE (Reg. #4875736) is a registered US trademark that has been protecting its owner, Prospect Capital Investment Management, LLC, since 2014. The mark covers Class 036 (Insurance, financial & real estate services). Goods and services include Financial, monetary and banking services; insurance services; real estate services.. The mark faced 1 opposition proceeding during prosecution.

FILED

Dec 04, 2014

SERIAL

86471029

REG#

4875736

REGISTERED

Dec 22, 2015

Filing Information

StatusREGISTERED

Filing DateDec 04, 2014

Serial Number86471029

Registration No.4875736

Registration DateDec 22, 2015

Status DateMar 11, 2026

Published for OppositionApr 14, 2015

Filing Basis & Declarations

Standard Characters ClaimedUse Application CurrentlySection 8 Accepted

Full Goods & Services

CLASSES

OFFICE

USPTO

COUNTRY

Class 036Insurance, financial & real estate services

US codes: 100, 101, 102

First use anywhere: May 06, 2015

First use in commerce: May 06, 2015

Financial, monetary and banking services; insurance services; real estate services.

This description is as filed with the USPTO and defines the scope of trademark protection.

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Status History

34 events

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

Mar 11, 2026

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

Mar 11, 2026

REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

Mar 11, 2026

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

Mar 10, 2026

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

TEAS SECTION 8 & 9 RECEIVED

Dec 17, 2025

TEAS SECTION 8 & 9 RECEIVED

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

Dec 22, 2024

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

REGISTERED - SEC. 8 (6-YR) ACCEPTED

May 10, 2022

REGISTERED - SEC. 8 (6-YR) ACCEPTED

NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED

May 10, 2022

NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

May 09, 2022

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

TEAS SECTION 8 RECEIVED

Dec 01, 2021

TEAS SECTION 8 RECEIVED

COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED

Dec 22, 2020

COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED

REGISTERED-PRINCIPAL REGISTER

Dec 22, 2015

REGISTERED-PRINCIPAL REGISTER

NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED

Nov 20, 2015

NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED

ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED

Nov 19, 2015

ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED

ASSIGNED TO EXAMINER

Nov 09, 2015

ASSIGNED TO EXAMINER

STATEMENT OF USE PROCESSING COMPLETE

Nov 04, 2015

STATEMENT OF USE PROCESSING COMPLETE

CASE ASSIGNED TO INTENT TO USE PARALEGAL

Nov 02, 2015

CASE ASSIGNED TO INTENT TO USE PARALEGAL

TEAS STATEMENT OF USE RECEIVED

Oct 22, 2015

TEAS STATEMENT OF USE RECEIVED

USE AMENDMENT FILED

Oct 22, 2015

USE AMENDMENT FILED

NOA E-MAILED - SOU REQUIRED FROM APPLICANT

Jun 09, 2015

NOA E-MAILED - SOU REQUIRED FROM APPLICANT

ASSIGNED TO EXAMINER

Apr 20, 2015

ASSIGNED TO EXAMINER

PUBLISHED FOR OPPOSITION

Apr 14, 2015

PUBLISHED FOR OPPOSITION

OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

Apr 14, 2015

OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED

Mar 25, 2015

NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED

LAW OFFICE PUBLICATION REVIEW COMPLETED

Mar 06, 2015

LAW OFFICE PUBLICATION REVIEW COMPLETED

APPROVED FOR PUB - PRINCIPAL REGISTER

Mar 05, 2015

APPROVED FOR PUB - PRINCIPAL REGISTER

EXAMINER'S AMENDMENT ENTERED

Mar 04, 2015

EXAMINER'S AMENDMENT ENTERED

EXAMINERS AMENDMENT -WRITTEN

Mar 03, 2015

EXAMINERS AMENDMENT -WRITTEN

EXAMINERS AMENDMENT E-MAILED

Mar 03, 2015

EXAMINERS AMENDMENT E-MAILED

NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED

Mar 03, 2015

NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED

ASSIGNED TO LIE

Mar 03, 2015

ASSIGNED TO LIE

ASSIGNED TO EXAMINER

Feb 23, 2015

ASSIGNED TO EXAMINER

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED

Dec 10, 2014

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED

NEW APPLICATION ENTERED

Dec 08, 2014

NEW APPLICATION ENTERED

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