SIX SWISS EXCHANGE LIQUIDNET SERVICE (SLS)

DEATH OF INTERNATIONAL REGISTRATION

NOTIFICATION OF EFFECT OF CANCELLATION OF INTL REG MAILED

TOTAL INVALIDATION PROCESSED BY THE IB

INVALIDATION PROCESSED

TOTAL INVALIDATION OF REG EXT PROTECTION SENT TO IB

TOTAL INVALIDATION OF REG EXT PROTECTION CREATED

CANCELLED SECTION 71

CHANGE OF NAME/ADDRESS REC'D FROM IB

NEW REPRESENTATIVE AT IB RECEIVED

INVALIDATION REVIEWED - NO ACTION REQUIRED BY OFFICE

PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED

CORRECTION UNDER SECTION 7 - PROCESSED

POST REGISTRATION ACTION MAILED - SEC. 7

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

TEAS SECTION 7 REQUEST RECEIVED

FINAL DECISION TRANSACTION PROCESSED BY IB

FINAL DISPOSITION PROCESSED

FINAL DISPOSITION NOTICE SENT TO IB

CORRECTION FROM THE IB EXAMINED, NO ACTION IS NEEDED

CORRECTION TRANSACTION RECEIVED FROM IB

NEW REPRESENTATIVE AT IB RECEIVED

FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB

REGISTERED-PRINCIPAL REGISTER

NOTIFICATION PROCESSED BY IB

PUBLISHED FOR OPPOSITION

NOTICE OF PUBLICATION

NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB

NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB

LAW OFFICE PUBLICATION REVIEW COMPLETED

APPROVED FOR PUB - PRINCIPAL REGISTER

EXAMINERS AMENDMENT MAILED

EXAMINERS AMENDMENT -WRITTEN

EXAMINER'S AMENDMENT ENTERED

FINAL REFUSAL MAILED

FINAL REFUSAL WRITTEN

CORRESPONDENCE RECEIVED IN LAW OFFICE

TEAS/EMAIL CORRESPONDENCE ENTERED

ASSIGNED TO LIE

TEAS RESPONSE TO OFFICE ACTION RECEIVED

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

REFUSAL PROCESSED BY IB

NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW

REFUSAL PROCESSED BY MPU

NON-FINAL ACTION MAILED - REFUSAL SENT TO IB

NON-FINAL ACTION WRITTEN

APPLICATION FILING RECEIPT MAILED

ASSIGNED TO EXAMINER

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED

LIMITATION FROM ORIGINAL APPLICATION ENTERED

SN ASSIGNED FOR SECT 66A APPL FROM IB