Who owns the SMBC AM trademark?

The SMBC AM trademark is owned by SMBC ASSET MANAGEMENT, INC.

What class is the SMBC AM trademark registered in?

The SMBC AM trademark is registered in Class 036 (Insurance, financial & real estate services).

What is the serial number for SMBC AM?

The USPTO serial number for SMBC AM is 99151339.

What is the registration number for SMBC AM?

SMBC AM is registered under USPTO registration number 0.

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Updated Nov 1, 2026·28 searches this week

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Statement of Use due

February 18, 2027

109 days remaining

SMB

SMBC AM

PENDING

Serial: 99151339
Reg: 0
Filed: Apr 23, 2025
Owner: SMBC ASSET MANAGEMENT, INC

Financial, monetary and banking services; insurance services; real estate services.

What to file next

Statement of Use, or a request for a further extension

When: Due six months from the notice of allowance.
Extensions and grace: Five six-month extensions are available, giving a thirty-six-month ceiling from the notice of allowance. There is no extension beyond it.
If it is missed: The application goes abandoned. A petition to revive runs two months from the notice of abandonment.

Statement of Use deadlines

General information about USPTO practice, not legal advice. The register is the authority, and a filing that has not yet posted can change what is owed.

Full Goods & Services

Class 036Insurance, financial & real estate services

US codes: 100, 101, 102

Financial, monetary and banking services; insurance services; real estate services.

This description is as filed with the USPTO and defines the scope of trademark protection.

Status History

25 events

NOA E-MAILED - SOU REQUIRED FROM APPLICANT

Aug 18, 2026

Code NOAM

PUBLISHED FOR OPPOSITION

Jun 23, 2026

Code PUBO

OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

Jun 23, 2026

Code NPUB

NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED

Jun 17, 2026

Code NONP

APPROVED FOR PUB - PRINCIPAL REGISTER

May 28, 2026

Code CNSA

TEAS REQUEST FOR RECONSIDERATION RECEIVED

May 27, 2026

Code ERFR

CORRESPONDENCE RECEIVED IN LAW OFFICE

May 27, 2026

Code CRFA

TEAS/EMAIL CORRESPONDENCE ENTERED

May 27, 2026

Code TEME

FINAL REFUSAL WRITTEN

May 20, 2026

Code CNFR

FINAL REFUSAL E-MAILED

May 20, 2026

Code GNFR

NOTIFICATION OF FINAL REFUSAL EMAILED

May 20, 2026

Code GNFN

TEAS RESPONSE TO OFFICE ACTION RECEIVED

Nov 10, 2025

Code TROA

CORRESPONDENCE RECEIVED IN LAW OFFICE

Nov 10, 2025

Code CRFA

TEAS/EMAIL CORRESPONDENCE ENTERED

Nov 10, 2025

Code TEME

NON-FINAL ACTION WRITTEN

Oct 29, 2025

Code CNRT

NON-FINAL ACTION E-MAILED

Oct 29, 2025

Code GNRT

NOTIFICATION OF NON-FINAL ACTION E-MAILED

Oct 29, 2025

Code GNRN

ASSIGNED TO EXAMINER

Sep 15, 2025

Code DOCK

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED

Aug 29, 2025

Code NWOS

TEAS CHANGE OF OWNER ADDRESS RECEIVED

Jun 12, 2025

Code COAR

APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED

Jun 12, 2025

Code CHAN

TEAS CHANGE OF CORRESPONDENCE RECEIVED

Jun 12, 2025

Code TCCA

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

Jun 11, 2025

Code ASGN

NEW APPLICATION ENTERED

Apr 23, 2025

Code NWAP

APPLICATION FILING RECEIPT MAILED

Apr 23, 2025

Code MAFR

SMBC AM

What to file next

Full Goods & Services

Filing Basis & Declarations

What usually happens from here

Other Marks by SMBC ASSET MANAGEMENT, INC

Other Marks in Class 036 — Insurance, financial & real estate services

Other Marks by Carolyn S. Toto

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