Who owns the NIKKO AM trademark?

The NIKKO AM trademark is owned by SMBC Nikko Shoken Kabushiki Kaisha (SMBCNikko Securities Inc.).

What class is the NIKKO AM trademark registered in?

The NIKKO AM trademark is registered in Class 036 (Insurance, financial & real estate services).

What is the serial number for NIKKO AM?

The USPTO serial number for NIKKO AM is 79105192.

What is the registration number for NIKKO AM?

NIKKO AM is registered under USPTO registration number 4352002.

Sealvo

Home Search: NIKKO AMNIKKO AM #79105192

Back

Updated Oct 7, 2026·17 searches this week

View on USPTO TSDR Find similar marks

NIK

USPTO Trademark Record

REGISTERED

NIKKO AM

SN 79105192·Reg 4352002·Filed Sep 29, 2011

Owner SMBC Nikko Shoken Kabushiki Kaisha (SMBCNikko Securities Inc.)

Financial, monetary and banking services; insurance services; real estate services.

NIKKO AM (Serial No. 79105192), Registration No. 4352002, is a registered US trademark filed on Sep 29, 2011 by SMBC Nikko Shoken Kabushiki Kaisha (SMBCNikko Securities Inc.). This trademark covers Class 036 (Insurance, financial & real estate services).

Section 8/9 declaration window: June 20, 2033

Mark Intelligence

NIKKO AM (Reg. #4352002) is a registered US trademark that has been protecting its owner, SMBC Nikko Shoken Kabushiki Kaisha (SMBCNikko Securities Inc.), since 2011. The mark covers Class 036 (Insurance, financial & real estate services). Goods and services include Financial, monetary and banking services; insurance services; real estate services.. The mark faced 3 opposition proceedings during prosecution.

FILED

Sep 29, 2011

SERIAL

79105192

REG#

4352002

REGISTERED

Jun 18, 2013

Filing Information

StatusREGISTERED

Filing DateSep 29, 2011

Serial Number79105192

Registration No.4352002

Registration DateJun 18, 2013

Status DateFeb 01, 2024

Published for OppositionApr 02, 2013

Filing Basis & Declarations

Section 15 Acknowledged

Full Goods & Services

CLASSES

OFFICE

USPTO

COUNTRY

Class 036Insurance, financial & real estate services

US codes: 100, 101, 102

Financial, monetary and banking services; insurance services; real estate services.

This description is as filed with the USPTO and defines the scope of trademark protection.

Run a conflict check

Search by serial number, mark name, or logo. See conflicting marks ranked by risk with clear explanations of what contributed.

Run conflict check

Status History

58 events

TEAS CHANGE OF OWNER ADDRESS RECEIVED

Nov 21, 2025

TEAS CHANGE OF OWNER ADDRESS RECEIVED

APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED

Nov 21, 2025

APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Nov 21, 2025

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Nov 21, 2025

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

TEAS CHANGE OF DOMESTIC REPRESENTATIVES ADDRESS

Nov 21, 2025

TEAS CHANGE OF DOMESTIC REPRESENTATIVES ADDRESS

TEAS CHANGE OF CORRESPONDENCE RECEIVED

Nov 21, 2025

TEAS CHANGE OF CORRESPONDENCE RECEIVED

PARTIAL INVALIDATION PROCESSED BY THE IB

Dec 21, 2024

PARTIAL INVALIDATION PROCESSED BY THE IB

GENERIC MADRID TRANSACTION CREATED

Oct 10, 2024

GENERIC MADRID TRANSACTION CREATED

GENERIC MADRID TRANSACTION SENT TO IB

Oct 10, 2024

GENERIC MADRID TRANSACTION SENT TO IB

PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED

Oct 02, 2024

PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED

REGISTERED-SEC.71 ACCEPTED

Feb 01, 2024

REGISTERED-SEC.71 ACCEPTED

NOTICE OF ACCEPTANCE OF SEC. 71 - E-MAILED

Feb 01, 2024

NOTICE OF ACCEPTANCE OF SEC. 71 - E-MAILED

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

Jan 29, 2024

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

TEAS SECTION 71 RECEIVED

May 18, 2023

TEAS SECTION 71 RECEIVED

COURTESY REMINDER - SEC. 71 (10-YR) E-MAILED

Jun 18, 2022

COURTESY REMINDER - SEC. 71 (10-YR) E-MAILED

INTERNATIONAL REGISTRATION RENEWED

Oct 15, 2021

INTERNATIONAL REGISTRATION RENEWED

REGISTERED - SEC. 71 ACCEPTED & SEC. 15 ACK.

Mar 12, 2019

REGISTERED - SEC. 71 ACCEPTED & SEC. 15 ACK.

NOTICE OF ACCEPTANCE OF SEC. 71 & 15 - E-MAILED

Mar 12, 2019

NOTICE OF ACCEPTANCE OF SEC. 71 & 15 - E-MAILED

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

Jan 24, 2019

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

TEAS SECTION 71 & 15 RECEIVED

Dec 11, 2018

TEAS SECTION 71 & 15 RECEIVED

COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED

Jun 18, 2018

COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED

NEW REPRESENTATIVE AT IB RECEIVED

Jul 01, 2016

NEW REPRESENTATIVE AT IB RECEIVED

FINAL DECISION TRANSACTION PROCESSED BY IB

Feb 21, 2014

FINAL DECISION TRANSACTION PROCESSED BY IB

FINAL DISPOSITION PROCESSED

Feb 05, 2014

FINAL DISPOSITION PROCESSED

FINAL DISPOSITION NOTICE SENT TO IB

Feb 05, 2014

FINAL DISPOSITION NOTICE SENT TO IB

NEW REPRESENTATIVE AT IB RECEIVED

Dec 14, 2013

NEW REPRESENTATIVE AT IB RECEIVED

FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB

Sep 18, 2013

FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB

REGISTERED-PRINCIPAL REGISTER

Jun 18, 2013

REGISTERED-PRINCIPAL REGISTER

NOTIFICATION PROCESSED BY IB

May 19, 2013

NOTIFICATION PROCESSED BY IB

PUBLISHED FOR OPPOSITION

Apr 02, 2013

PUBLISHED FOR OPPOSITION

OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

Apr 02, 2013

OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED

Mar 13, 2013

NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED

NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB

Mar 13, 2013

NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB

NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB

Mar 13, 2013

NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB

LAW OFFICE PUBLICATION REVIEW COMPLETED

Feb 23, 2013

LAW OFFICE PUBLICATION REVIEW COMPLETED

APPROVED FOR PUB - PRINCIPAL REGISTER

Feb 13, 2013

APPROVED FOR PUB - PRINCIPAL REGISTER

CORRESPONDENCE RECEIVED IN LAW OFFICE

Jan 31, 2013

CORRESPONDENCE RECEIVED IN LAW OFFICE

TEAS/EMAIL CORRESPONDENCE ENTERED

Jan 31, 2013

TEAS/EMAIL CORRESPONDENCE ENTERED

ASSIGNED TO LIE

Jan 28, 2013

ASSIGNED TO LIE

TEAS REQUEST FOR RECONSIDERATION RECEIVED

Jan 23, 2013

TEAS REQUEST FOR RECONSIDERATION RECEIVED

FINAL REFUSAL WRITTEN

Sep 04, 2012

FINAL REFUSAL WRITTEN

FINAL REFUSAL E-MAILED

Sep 04, 2012

FINAL REFUSAL E-MAILED

NOTIFICATION OF FINAL REFUSAL EMAILED

Sep 04, 2012

NOTIFICATION OF FINAL REFUSAL EMAILED

CORRESPONDENCE RECEIVED IN LAW OFFICE

Aug 13, 2012

CORRESPONDENCE RECEIVED IN LAW OFFICE

TEAS/EMAIL CORRESPONDENCE ENTERED

Aug 13, 2012

TEAS/EMAIL CORRESPONDENCE ENTERED

ASSIGNED TO LIE

Jul 27, 2012

ASSIGNED TO LIE

TEAS RESPONSE TO OFFICE ACTION RECEIVED

Jul 24, 2012

TEAS RESPONSE TO OFFICE ACTION RECEIVED

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Jul 09, 2012

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Jul 09, 2012

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

REFUSAL PROCESSED BY IB

Feb 17, 2012

REFUSAL PROCESSED BY IB

REFUSAL PROCESSED BY MPU

Jan 27, 2012

REFUSAL PROCESSED BY MPU

NON-FINAL ACTION MAILED - REFUSAL SENT TO IB

Jan 27, 2012

NON-FINAL ACTION MAILED - REFUSAL SENT TO IB

NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW

Jan 26, 2012

NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW

NON-FINAL ACTION WRITTEN

Jan 25, 2012

NON-FINAL ACTION WRITTEN

ASSIGNED TO EXAMINER

Jan 19, 2012

ASSIGNED TO EXAMINER

APPLICATION FILING RECEIPT MAILED

Dec 08, 2011

APPLICATION FILING RECEIPT MAILED

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED

Dec 04, 2011

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED

SN ASSIGNED FOR SECT 66A APPL FROM IB

Dec 01, 2011

SN ASSIGNED FOR SECT 66A APPL FROM IB

Other Marks in Class 036 — Insurance, financial & real estate services

Recently filed and registered marks in the same international class.

SMB

SMBC NIKKO

85150957

Kabushiki Kaisha Mitsui Sumitomo Ginko

REGISTERED

NIK

NIKKO ASSET MANAGEMENT

79105516

SMBC Nikko Shoken Kabushiki Kaisha (SMBC Nikko Securities Inc.)

REGISTERED

87659812

Aventura Mall Venture

REGISTERED

77830701

FERRETTI GROUP OF AMERICA HOLDING COMPANY, INC.

REGISTERED

Other Marks by Martin M. Zoltick

Additional USPTO filings handled by the same attorney of record.

ANA

ANACONDA POWER SYSTEM

97361725

REGISTERED

EMA

EMAG

79176326

REGISTERED

PIC

PICKME

88150897

REGISTERED

BAT

BATTLE-MERCHANT

79417553

REGISTERED

NIKKO AM

Run a conflict check

Other Marks in Class 036 — Insurance, financial & real estate services

Other Marks by Martin M. Zoltick

Get pre-filing clearance

Search 14M+ trademarks

Resources

Company