Who owns the PROSPECT MANAGEMENT trademark?

The PROSPECT MANAGEMENT trademark is owned by PROSPECT CAPITAL INVESTMENT MANAGEMENT, LLC.

What class is the PROSPECT MANAGEMENT trademark registered in?

The PROSPECT MANAGEMENT trademark is registered in Class 036 (Insurance, financial & real estate services).

What is the serial number for PROSPECT MANAGEMENT?

The USPTO serial number for PROSPECT MANAGEMENT is 78417697.

What is the registration number for PROSPECT MANAGEMENT?

PROSPECT MANAGEMENT is registered under USPTO registration number 3136647.

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USPTO Trademark Record

REGISTERED

PROSPECT MANAGEMENT

SN 78417697·Reg 3136647·Filed May 12, 2004

Owner PROSPECT CAPITAL INVESTMENT MANAGEMENT, LLC

Financial, monetary and banking services; insurance services; real estate services.

PROSPECT MANAGEMENT (Serial No. 78417697), Registration No. 3136647, is a registered US trademark filed on May 12, 2004 by PROSPECT CAPITAL INVESTMENT MANAGEMENT, LLC. This trademark covers Class 036 (Insurance, financial & real estate services).

renewal grace 20y period: March 01, 2027144 days remaining

Mark Intelligence

PROSPECT MANAGEMENT (Reg. #3136647) is a registered US trademark that has been protecting its owner, PROSPECT CAPITAL INVESTMENT MANAGEMENT, LLC, since 2004. The mark covers Class 036 (Insurance, financial & real estate services). Goods and services include Financial, monetary and banking services; insurance services; real estate services.. The mark faced 1 opposition proceeding during prosecution.

FILED

May 12, 2004

SERIAL

78417697

REG#

3136647

REGISTERED

Aug 29, 2006

Filing Information

StatusREGISTERED

Filing DateMay 12, 2004

Serial Number78417697

Registration No.3136647

Registration DateAug 29, 2006

Status DateOct 31, 2016

Published for OppositionOct 11, 2005

Filing Basis & Declarations

Standard Characters ClaimedUse Application CurrentlySection 8 Accepted

Full Goods & Services

CLASSES

OFFICE

USPTO

COUNTRY

Class 036Insurance, financial & real estate services

US codes: 100, 101, 102

First use anywhere: Feb 01, 2001

First use in commerce: Feb 01, 2001

Financial, monetary and banking services; insurance services; real estate services.

This description is as filed with the USPTO and defines the scope of trademark protection.

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Status History

43 events

TEAS SECTION 8 & 9 RECEIVED

Aug 25, 2026

TEAS SECTION 8 & 9 RECEIVED

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

Aug 29, 2025

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

Oct 31, 2016

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

Oct 31, 2016

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

Oct 31, 2016

REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

Oct 31, 2016

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

TEAS CHANGE OF CORRESPONDENCE RECEIVED

Aug 17, 2016

TEAS CHANGE OF CORRESPONDENCE RECEIVED

TEAS SECTION 8 & 9 RECEIVED

Aug 17, 2016

TEAS SECTION 8 & 9 RECEIVED

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

Aug 29, 2015

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

Nov 05, 2014

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

Aug 27, 2012

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

REGISTERED - SEC. 8 (6-YR) ACCEPTED

Aug 27, 2012

REGISTERED - SEC. 8 (6-YR) ACCEPTED

NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED

Aug 27, 2012

NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED

TEAS CHANGE OF CORRESPONDENCE RECEIVED

Aug 06, 2012

TEAS CHANGE OF CORRESPONDENCE RECEIVED

TEAS SECTION 8 RECEIVED

Aug 06, 2012

TEAS SECTION 8 RECEIVED

REGISTERED-PRINCIPAL REGISTER

Aug 29, 2006

REGISTERED-PRINCIPAL REGISTER

LAW OFFICE REGISTRATION REVIEW COMPLETED

Jul 12, 2006

LAW OFFICE REGISTRATION REVIEW COMPLETED

ASSIGNED TO LIE

Jul 07, 2006

ASSIGNED TO LIE

ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED

Jul 05, 2006

ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED

USE AMENDMENT FILED

Jun 30, 2006

USE AMENDMENT FILED

STATEMENT OF USE PROCESSING COMPLETE

Jun 30, 2006

STATEMENT OF USE PROCESSING COMPLETE

TEAS STATEMENT OF USE RECEIVED

Jun 14, 2006

TEAS STATEMENT OF USE RECEIVED

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Mar 16, 2006

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Mar 16, 2006

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

NOA MAILED - SOU REQUIRED FROM APPLICANT

Jan 03, 2006

NOA MAILED - SOU REQUIRED FROM APPLICANT

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Dec 29, 2005

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Dec 29, 2005

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Dec 29, 2005

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Dec 29, 2005

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

PUBLISHED FOR OPPOSITION

Oct 11, 2005

PUBLISHED FOR OPPOSITION

NOTICE OF PUBLICATION

Sep 21, 2005

NOTICE OF PUBLICATION

LAW OFFICE PUBLICATION REVIEW COMPLETED

Jun 28, 2005

LAW OFFICE PUBLICATION REVIEW COMPLETED

ASSIGNED TO LIE

Jun 24, 2005

ASSIGNED TO LIE

APPROVED FOR PUB - PRINCIPAL REGISTER

Jun 22, 2005

APPROVED FOR PUB - PRINCIPAL REGISTER

TEAS/EMAIL CORRESPONDENCE ENTERED

Jun 17, 2005

TEAS/EMAIL CORRESPONDENCE ENTERED

TEAS RESPONSE TO OFFICE ACTION RECEIVED

Jun 10, 2005

TEAS RESPONSE TO OFFICE ACTION RECEIVED

Jun 10, 2005

TEAS RESPONSE TO OFFICE ACTION RECEIVED

CORRESPONDENCE RECEIVED IN LAW OFFICE

Jun 10, 2005

CORRESPONDENCE RECEIVED IN LAW OFFICE

FAX SENT

Jan 05, 2005

FAX SENT

NON-FINAL ACTION WRITTEN

Dec 13, 2004

NON-FINAL ACTION WRITTEN

NON-FINAL ACTION E-MAILED

Dec 13, 2004

NON-FINAL ACTION E-MAILED

ASSIGNED TO EXAMINER

Dec 10, 2004

ASSIGNED TO EXAMINER

NEW APPLICATION ENTERED

May 19, 2004

NEW APPLICATION ENTERED

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